1 00:00:03,610 --> 00:00:09,129 So today we have a seminar on the similar theme of the ICC in International Criminal Justice, 2 00:00:09,130 --> 00:00:14,650 and I thought it be it would be excellent to have two join us in the discussion. 3 00:00:14,650 --> 00:00:16,930 Mickey Palmer, he's a research fellow in Oxford. 4 00:00:16,930 --> 00:00:25,239 He's working on issues of criminal justice and transitional justice to help us lead the session today and how to moderate some of the questions. 5 00:00:25,240 --> 00:00:30,520 So she will introduce our speaker and hopefully food will arrive while we're talking. 6 00:00:30,990 --> 00:00:37,330 Thank you very much. In summary, keep this brief. It's an absolute pleasure to be able to introduce to you Chantal Schram. 7 00:00:37,660 --> 00:00:41,139 He's a professor of law at the University of London School for African. 8 00:00:41,140 --> 00:00:47,350 According to studies charges, CDS is low and detailed and and very impressive. 9 00:00:47,350 --> 00:00:54,250 She is an author of various books and journal publications of which her most recent monograph was Peace as Governance, 10 00:00:54,580 --> 00:00:58,510 Power Sharing, Armed Groups and Contemporary Peace Negotiations. 11 00:00:58,900 --> 00:01:05,860 So I've had the privilege of being a colleague of China's for a while, and I'm very interested. 12 00:01:05,860 --> 00:01:13,269 He had a speech today on the set of ICC positive complementarity and the situation in Kenya. 13 00:01:13,270 --> 00:01:19,270 So I look forward to these discussions. Well, thanks and everyone. 14 00:01:19,280 --> 00:01:24,260 I'm sorry about the sandwiches, although that's beyond my control. My only concern is that I have a grumpy audience. 15 00:01:24,830 --> 00:01:27,889 And obviously, whenever. Whenever the food turns up, I won't be offended. 16 00:01:27,890 --> 00:01:30,590 If you shuffle low enough, I'll shut up for a couple of minutes. 17 00:01:31,400 --> 00:01:37,760 First of all, I want to thank Jennifer and Elac for inviting me and also CCW for being co-host of this seminar. 18 00:01:38,570 --> 00:01:41,840 Just a couple of points about the paper that I'm going to present. 19 00:01:42,020 --> 00:01:45,020 It's actually two papers, so if it sounds a little schizophrenic, 20 00:01:45,020 --> 00:01:50,270 it's because what I'm going to do is give you a talk from two papers that are actually written by myself and a co-author. 21 00:01:50,270 --> 00:01:55,640 Stephen Brown is political scientist at University of Ottawa and far more of a Kenya expert than I am, 22 00:01:55,910 --> 00:02:00,410 because we've actually been engaged in a joint research project supported by Nuffield on 23 00:02:00,410 --> 00:02:05,300 this side and the Social Sciences and Humanities Research Council of Canada on that side. 24 00:02:05,930 --> 00:02:12,410 And we've been looking obviously at both political and legal dimensions of demands for post-election violence, 25 00:02:12,830 --> 00:02:21,139 accountability for post-election violence in Kenya, starting with an emphasis on the expectation that a hybrid tribunal would be 26 00:02:21,140 --> 00:02:25,820 created and ultimately focusing more and more on the International Criminal Court, 27 00:02:25,820 --> 00:02:31,879 both, as you'll see, some of the specific legal engagements that it's had in the development of certain principles, 28 00:02:31,880 --> 00:02:37,220 particularly around gravity and complementarity, but also around this idea, 29 00:02:37,220 --> 00:02:41,300 as the title of my talk suggests, around this idea of the shadow of the ICC. 30 00:02:41,570 --> 00:02:45,680 Right, trying to get to grips with the idea that somehow the ICC can have a real, 31 00:02:45,680 --> 00:02:51,860 tangible impact on domestic questions of accountability before it ever actually initiates cases. 32 00:02:52,400 --> 00:02:58,340 And indeed, in the absence of any cases at all, as some of its advocates will state more strongly. 33 00:03:01,250 --> 00:03:06,739 So I want to say just a little bit as I get started about the history of post-election violence in Kenya, 34 00:03:06,740 --> 00:03:12,950 I'm going to assume that most people have at least a passing awareness of what transpired in late 2011, 2008. 35 00:03:13,250 --> 00:03:16,610 So I won't say very much, but I think it's important just to sort of understand, 36 00:03:16,880 --> 00:03:23,510 particularly because a situation of post-election violence like this is relatively and I say relatively advisedly, 37 00:03:23,510 --> 00:03:27,319 relatively atypical as a situation for the ICC to be involved in. 38 00:03:27,320 --> 00:03:31,460 Although of course with with the situation in Cote d'Ivoire now being on its docket, 39 00:03:31,700 --> 00:03:37,400 we are perhaps looking at an evolution and I want to situate all of this and 40 00:03:37,460 --> 00:03:41,780 in a couple of larger debates in transitional justice and international law, 41 00:03:41,780 --> 00:03:46,249 in international relations more generally, particularly in transitional justice, 42 00:03:46,250 --> 00:03:51,170 about the impact of trials on future accountability, on human rights records. 43 00:03:51,170 --> 00:03:57,890 And I think we're all familiar with some of the work of Paine, Olson and Ryder and of Katherine Sick, trying to suggest that, in fact, 44 00:03:58,040 --> 00:04:02,300 having the trials at various levels, although they focussed largely on domestic levels, 45 00:04:02,510 --> 00:04:06,829 will tend to improve human rights records in the future in countries. 46 00:04:06,830 --> 00:04:12,350 And related to that, there have been arguments about compliance with international obligations, 47 00:04:12,350 --> 00:04:20,659 suggesting that as states sign up to international obligations like the ICC statute, that they will tend to bring their behaviour into conformity, 48 00:04:20,660 --> 00:04:26,840 in part because they pass domestic legislation that implements their obligations and in part because there's some kind of normative weight, 49 00:04:26,840 --> 00:04:28,730 some kind of normative pull to compliance. 50 00:04:30,410 --> 00:04:35,510 And so really what I want to explore here is whether or not any of these things are actually really the case. 51 00:04:35,510 --> 00:04:41,209 When you look at the engagement between the ICC in Kenya and indeed the overwhelming international 52 00:04:41,210 --> 00:04:45,770 pressure that was brought to bear on Kenya to actually deal with post-election violence, 53 00:04:45,980 --> 00:04:48,860 whether any of that pressure really actually had that much impact. 54 00:04:50,330 --> 00:04:58,130 So obviously we're all aware that in late 2007, in December 2007, there was a very close election in Kenya. 55 00:04:59,030 --> 00:05:08,089 And in fact, the result was contested. And the upshot was a wave of political violence which has been characterised variously by those 56 00:05:08,090 --> 00:05:12,320 most aligned with the with the actual perpetration of it as simply spontaneous violence. 57 00:05:12,560 --> 00:05:17,060 But actually, it's been analysed by many people as actually being multiple layers and different types of violence, 58 00:05:17,060 --> 00:05:23,030 including spontaneous reactions to what was seen as a flawed election and a flawed election result, 59 00:05:23,240 --> 00:05:26,180 but also including specific preplanned, 60 00:05:26,180 --> 00:05:33,380 orchestrated violence on at least one side overreactions of the police and retaliatory violence that was also orchestrated. 61 00:05:35,180 --> 00:05:43,190 This, as you'll be aware, carried on for a couple of months, resulting in about 1300 deaths, several hundred thousand people being displaced, 62 00:05:44,120 --> 00:05:50,480 and the estimates are at least 900 women raped, although, of course, the reporting on that is always somewhat problematic. 63 00:05:52,310 --> 00:05:59,330 The result with the intervention of former U.N. Secretary General Kofi Annan, as you'll be aware, was a negotiated power sharing deal. 64 00:05:59,690 --> 00:06:06,500 Right. So not in a traditional sort of post-conflict sense, a peace deal, but a negotiated power sharing deal that allowed to remain in place, 65 00:06:06,740 --> 00:06:14,030 the former President Kibaki, as president and allowed Raila Odinga to become prime minister. 66 00:06:14,300 --> 00:06:19,560 Right. So you have what? Kenyans joking. We call the government of national impunity. 67 00:06:19,710 --> 00:06:25,950 Right. What in fact, and what we would like to call the government of national unity, but in fact, is rather viewed as something else. 68 00:06:26,220 --> 00:06:34,920 And this is because of the the attribution of responsibility by many people in various quarters in Kenya of significant responsibility to both sides, 69 00:06:35,370 --> 00:06:37,330 both the earlier and PNU. 70 00:06:38,570 --> 00:06:46,170 Of of responsibility possibly going to the highest levels, but certainly going if not to Raila and Kibaki to at least one level below. 71 00:06:46,170 --> 00:06:51,660 And it's actually that terrible, though, as we'll see that actually get indicted before the ICC. 72 00:06:53,850 --> 00:06:58,860 So again, Anon not only negotiated this national dialogue and reconciliation process, 73 00:06:58,860 --> 00:07:04,110 resulting in the power sharing deal, but also the creation of a commission of inquiry into post-election violence, 74 00:07:04,380 --> 00:07:12,540 which you may be aware is known in shorthand as the Wacky Commission, because it was just Justice Philip Wacky who wasn't there also, 75 00:07:12,540 --> 00:07:15,510 possibly because some of its suggestions turned out to be slightly wacky. 76 00:07:17,670 --> 00:07:21,210 One of the recommendations, and this is a key recommendation of the wacky report, 77 00:07:21,360 --> 00:07:28,200 was the creation of a special tribunal to try those responsible for the worst abuses, something akin perhaps to the special court for Sierra Leone. 78 00:07:28,200 --> 00:07:32,099 And indeed, one of the legal advisers to the commission had worked at the special court for 79 00:07:32,100 --> 00:07:36,090 Sierra Leone and so had this model in mind and certainly lobbied fairly hard for it. 80 00:07:37,920 --> 00:07:41,970 And the argument was that you need to have this kind of hybrid tribunal for the reasons we often think we do, 81 00:07:42,330 --> 00:07:48,389 because domestic tribunals or domestic courts are actually biased or otherwise otherwise flawed, 82 00:07:48,390 --> 00:07:54,150 and certainly at least lack credibility, even if they actually turn out to be operational and unbiased in certain circumstances. 83 00:07:56,460 --> 00:08:03,900 So the Commission then engaged in its investigation and developed its report, but it did one interesting thing. 84 00:08:04,830 --> 00:08:09,900 It not only recommended that there be a hybrid tribunal, but developed what was called a self-enforcing mechanism, 85 00:08:10,440 --> 00:08:15,719 which was that it actually compiled a confidential list of names of persons that it considered 86 00:08:15,720 --> 00:08:21,510 might be most responsible for the violence in Kenya in the wake of the elections and said, 87 00:08:21,510 --> 00:08:27,840 look, we will hand this over to the ICC if you don't actually create this hybrid tribunal by a particular deadline. 88 00:08:28,230 --> 00:08:31,620 Now, that deadline slipped several times, notwithstanding international pressure, 89 00:08:32,580 --> 00:08:39,720 but it did set up a mechanism by which the Kenyan government couldn't simply delay forever and simply promise a hybrid that would never appear. 90 00:08:45,370 --> 00:08:49,960 That notwithstanding, and I'll talk about several efforts that took place. The hybrid tribunal was never created. 91 00:08:49,990 --> 00:08:55,660 There are basically three separate efforts at creating it, all of which fail for a variety of political reasons. 92 00:08:56,650 --> 00:08:57,430 And in the meantime, 93 00:08:57,430 --> 00:09:04,270 what you see is the government seeking to forestall ICC intervention with a variety of different stalling mechanisms or stalling tactics. 94 00:09:05,410 --> 00:09:11,830 Not only the delay in the actual creation and indeed the non creation of the hybrid tribunal, but recommendations that, well, 95 00:09:12,220 --> 00:09:18,160 perhaps the judiciary and police can simply be reformed and the domestic court system can actually take these cases, 96 00:09:18,460 --> 00:09:21,730 not something that really stopped many people from falling out of their seats laughing. 97 00:09:22,870 --> 00:09:26,320 Similarly, there was a suggestion and I'll get to the this commission in a minute, 98 00:09:26,560 --> 00:09:30,400 that the Truth Justice and Reconciliation Commission is effectively a commission of inquiry, 99 00:09:30,640 --> 00:09:35,350 might actually be able to hear judicial cases because after all, it had the word justice in its title. 100 00:09:36,280 --> 00:09:43,059 Again, a slightly laughable proposition. So we saw a number of different suggestions by the government of Kenya in an attempt in 101 00:09:43,060 --> 00:09:48,940 early days to try and avoid ICC involvement by triggering really complementarity mechanisms, 102 00:09:48,940 --> 00:09:54,100 right. By triggering the idea that this case can't be admissible because there's some kind of process going on in Kenya. 103 00:09:55,630 --> 00:09:57,280 As we know, in March last year, 104 00:09:57,790 --> 00:10:06,129 the pre-trial chamber of the ICC did actually approve the opening of an investigation into the situation involving post-election violence in Kenya. 105 00:10:06,130 --> 00:10:12,730 And I'll talk a little bit more about the subsequent proceedings. So what I want to talk about now is first, 106 00:10:12,730 --> 00:10:18,160 the treatment of two critical elements in the statute that are pretty under defined and the way 107 00:10:18,160 --> 00:10:22,090 in which the ICC has had to grapple with them so far in respect of the situation in Kenya. 108 00:10:22,540 --> 00:10:28,990 And then I want to come back to this whole question of the shadow of the ICC and what on earth it possibly means in the context of Kenya. 109 00:10:31,390 --> 00:10:39,070 So first, to complementarity, I think most of us are probably familiar with the principle of complementarity as espoused in the statute, 110 00:10:39,070 --> 00:10:41,410 although in fact it's not so termed in the statute, 111 00:10:42,370 --> 00:10:49,209 which is essentially a bar on admissibility for cases for the ICC getting involved in cases unless it 112 00:10:49,210 --> 00:10:53,700 can be shown that a state is genuinely unable or unwilling to pursue investigations and prosecutions. 113 00:10:53,710 --> 00:10:59,680 I think we're all familiar with that and there is a reference within the statute to the idea of delaying tactics as well. 114 00:11:00,040 --> 00:11:04,630 But beyond that, there's not a great deal of meat on the bones of complementarity in the statute. 115 00:11:04,720 --> 00:11:12,070 Right. There's not a great deal of definition about what you do when you're prevented with what looks like a transparently sham mechanism, 116 00:11:13,420 --> 00:11:17,590 what you do with delaying tactics that might or might not actually be somewhat legitimate. 117 00:11:17,590 --> 00:11:26,500 Right. But there might actually be real processes behind it. And at what point you actually try and push for stronger scrutiny. 118 00:11:28,300 --> 00:11:35,050 So indeed, in Kenya, what we actually saw was a sort of push pull and a sort of game playing with the idea of 119 00:11:35,050 --> 00:11:43,060 complementarity as the government again tried several times to create or not create a hybrid tribunal, 120 00:11:43,420 --> 00:11:46,030 as in fact it created a deeply flawed truth, 121 00:11:46,030 --> 00:11:53,620 Justice and Reconciliation Commission, and as it played games with the ICC itself, promising cooperation, refusing to actually refer the situation, 122 00:11:53,620 --> 00:11:58,840 and then engaging in a whole set of political tactics, trying to actually pull Kenya out of the ICC statute. 123 00:11:59,260 --> 00:12:00,970 All right. So I want to say a little bit more about that. 124 00:12:03,190 --> 00:12:09,489 One of the things that's noteworthy just in terms of a sort of superficial observation of practice, is the degree to which, 125 00:12:09,490 --> 00:12:17,200 in fact, the office of the prosecutor did allow a fair passage of time before actually pushing for the opening of an investigation. 126 00:12:17,660 --> 00:12:20,740 So there was a period of time where the Kenyan government's delaying tactics were, 127 00:12:20,980 --> 00:12:25,600 I wouldn't say allowed, but allowed in the sense of as giving a space for negotiation. 128 00:12:27,010 --> 00:12:29,260 So it wasn't the case as it might have been, 129 00:12:29,440 --> 00:12:38,020 that the prosecutor insisted at the very outset there are simply no viable investigations or prosecutions going on in Kenya. 130 00:12:38,320 --> 00:12:44,230 In fact, there was some space for a hybrid tribunal bill to try to be passed, which, of course, it wasn't. 131 00:12:45,130 --> 00:12:50,680 There was some space allowed to see whether or not domestic prosecutions might actually go forward in any legitimate way. 132 00:12:50,920 --> 00:12:53,680 And I'll say a couple of things about the few prosecutions that there have been. 133 00:12:55,690 --> 00:13:01,150 So, in fact, complementarity doesn't allow undue delay, but we now know that undue delay might be up to a year. 134 00:13:01,370 --> 00:13:06,370 Right. So we do know something in a sort of everyday kind of way about what practice might actually mean. 135 00:13:07,840 --> 00:13:14,020 We also know that the other TP elaborated a rather creative understanding of complementarity, which is actually something else. 136 00:13:14,170 --> 00:13:20,350 It's this three pronged strategy that actually involves complementary mechanisms rather than pure complementarity. 137 00:13:20,920 --> 00:13:25,299 Right. So if the idea of complementarity is that you can't go forward, 138 00:13:25,300 --> 00:13:30,650 if these prosecutions are already taking place, then complementary mechanisms actually are somewhat different. 139 00:13:30,700 --> 00:13:35,889 Right. The idea was that you would have the ICC prosecuting those who have the most responsibility and 140 00:13:35,890 --> 00:13:41,380 a very small number that a hybrid tribunal that would prosecute a larger number of people. 141 00:13:41,560 --> 00:13:42,550 So domestically. But. 142 00:13:42,590 --> 00:13:50,660 With mixed international and national judges and then a T GRC or something like it that would deal with the responsibility of the larger masses. 143 00:13:50,840 --> 00:13:55,010 Now, what's interesting about that is that it puts a very different shape on complementarity. 144 00:13:55,070 --> 00:13:59,360 You're no longer saying that because you aren't or can't prosecute domestically. 145 00:13:59,360 --> 00:14:08,150 We must have these cases actually creating tears. It starts to look a little bit more like the idea in Rwanda of stratified concurrent jurisdiction. 146 00:14:08,420 --> 00:14:15,860 Right. So it's quite curious and it's not actually been advocated as explicitly anywhere else by the ATP, by the office of the prosecutor. 147 00:14:16,190 --> 00:14:20,290 So it's a quite curious treatment of of of complementarity. 148 00:14:20,310 --> 00:14:25,879 This this three pronged strategy. I apologise. 149 00:14:25,880 --> 00:14:34,280 I'm obviously using my voice. I taught a seminar held really late last night, and I think I'm starting to feel the after effects. 150 00:14:34,280 --> 00:14:39,979 So please go with my croaky croak if you can. So I mean that. 151 00:14:39,980 --> 00:14:41,030 So that's one of the first things. 152 00:14:41,030 --> 00:14:47,470 And as we'll see when I get to the question of the shadow of the ICC, it becomes clear that in fact the ICC becomes the only remaining problem. 153 00:14:47,480 --> 00:14:51,170 Right, because these other two fall away as any kind of viable element of accountability. 154 00:14:51,500 --> 00:15:00,710 But interesting nonetheless. The second thing is how one actually deals with the idea of a case as one thinks about complementarity. 155 00:15:01,640 --> 00:15:05,960 Because, of course, as the ICC, as the office of the prosecutor was moving forward, 156 00:15:06,620 --> 00:15:12,110 he had to ask for the opening of an investigation before actually having named any possible perpetrators. 157 00:15:12,500 --> 00:15:16,129 Right now, this is completely viable within the statute. It's not impermissible in any way. 158 00:15:16,130 --> 00:15:23,630 But the idea of couching a case as spelling out a situation, 159 00:15:23,810 --> 00:15:29,389 but then having to explain to judges what the possible types of cases and situations that 160 00:15:29,390 --> 00:15:34,130 could come into future prosecutions would be without publicly naming the individuals. 161 00:15:34,430 --> 00:15:39,259 And this turned out to be quite problematic or quite difficult for the prosecutor 162 00:15:39,260 --> 00:15:42,890 as he was actually trying to make the case for the opening of an investigation. 163 00:15:43,820 --> 00:15:48,709 And the judges did actually come back to the prosecutor with a request for more information. 164 00:15:48,710 --> 00:15:52,670 There were some queries about why that might actually have turned out to be the case. 165 00:15:54,980 --> 00:15:56,719 But this also has knock on effects, right? 166 00:15:56,720 --> 00:16:02,600 Because then as one starts to think about the question of complementarity, once you actually have the so-called Kenya six. 167 00:16:02,600 --> 00:16:12,649 Right. So in December 2010, the prosecutor requests summons to appear for for six Kenyans and divides the cases into effectively two sides. 168 00:16:12,650 --> 00:16:14,660 Right. So two cases with three persons each. 169 00:16:14,870 --> 00:16:22,339 We can talk about whether or not that's also problematic in other ways, but then we get a number of different defences being raised. 170 00:16:22,340 --> 00:16:27,680 Objections raised by the government of Kenya, but also raised by attorneys for some of the named defendants, 171 00:16:27,980 --> 00:16:31,280 saying, well, wait a minute, you're using the wrong standard. 172 00:16:31,610 --> 00:16:34,700 You say that there are actually no viable domestic proceedings. 173 00:16:34,940 --> 00:16:42,800 We say you're using the wrong legal standard, which is effectively one which is effectively same person, same conduct. 174 00:16:42,980 --> 00:16:46,310 Right. So, look, we've got domestic prosecutions going. 175 00:16:46,490 --> 00:16:49,490 We might be able to prosecute these guys, too. Just give us a minute. 176 00:16:51,290 --> 00:16:57,130 And in fact, you're using a standard and this is a standard that the ICC had elaborated in the context of dealing with Lubanga and the ICC. 177 00:16:57,140 --> 00:17:02,150 So it's not new, but you're actually using a standard that is too stringent. 178 00:17:03,020 --> 00:17:05,570 And so you're judging complementarity incorrectly as well. 179 00:17:06,620 --> 00:17:16,430 As, you know, just a short time ago, the appeals chamber of the ICC rejected this claim and said, no, actually, this is the right standard. 180 00:17:17,120 --> 00:17:21,079 And so now, obviously, we're we're waiting for the cases to go forward, 181 00:17:21,080 --> 00:17:25,970 obviously still waiting on all of the confirmation charges, hearings to be completed. 182 00:17:27,890 --> 00:17:33,560 So I think, again, this tells us a little bit more about how the ICC is sharpening the principle of complementarity. 183 00:17:33,560 --> 00:17:38,810 Right. Particularly that it's drawn a line around the idea that just because you have domestic 184 00:17:38,810 --> 00:17:43,670 proceedings for some people doesn't mean we need to suspend proceedings for these people. 185 00:17:43,880 --> 00:17:47,840 Now, that should already have been evident in the charter in the Rome Statute. 186 00:17:47,840 --> 00:17:51,770 Sorry that wasn't spelled out in the perhaps the detail that might have been useful. 187 00:17:51,770 --> 00:17:58,250 So we're seeing, again, the judge is putting a little bit more meat on the idea of complementarity and making it clear that, no, 188 00:17:58,460 --> 00:18:02,330 we're talking about the same persons in the same conduct, because, in fact, 189 00:18:02,330 --> 00:18:06,230 there have been some domestic prosecutions in Kenya for post-election violence. 190 00:18:06,530 --> 00:18:09,920 There've been a very low level people and have resulted either in acquittals, 191 00:18:10,820 --> 00:18:16,190 continuing cases that haven't been completed or in the only case of a conviction 192 00:18:16,190 --> 00:18:20,360 that I'm aware of conviction of individuals for the killing of two police officers, 193 00:18:20,360 --> 00:18:24,080 which is fairly atypical in terms of the scope of the violence post-election. 194 00:18:24,920 --> 00:18:29,300 In fact, the police were attributed with about a third of the actual violence and killing. 195 00:18:29,630 --> 00:18:34,100 Right. So the fact that you've only got one conviction for the killing of police officers 196 00:18:34,100 --> 00:18:37,370 suggests that these aren't quite the cases that the ICC was looking for. 197 00:18:37,700 --> 00:18:42,530 Okay. So that's the first thing in terms of where Kenya's. 198 00:18:42,590 --> 00:18:44,900 Bringing us to in terms of sharpening complementarity. 199 00:18:45,440 --> 00:18:52,669 The second thing is that the Kenyan situation also forces us to come to face squarely another under defined standard in the statute, 200 00:18:52,670 --> 00:19:02,270 which is that of gravity. As you know, the standard of gravity is not defined in the statute other than it's an admissibility bar, right. 201 00:19:02,270 --> 00:19:06,079 If the cases are not of sufficient gravity. And this has always been a conundrum, right. 202 00:19:06,080 --> 00:19:11,630 As Moreno-Ocampo has said himself, by definition, all of the crimes in the statute are grave. 203 00:19:12,080 --> 00:19:18,800 We're talking about the most serious international crimes. So what on earth could it mean to say these crimes are not of sufficient gravity? 204 00:19:19,790 --> 00:19:26,710 And there's been a lot of speculation out there, some of it fuelled by Moreno-Ocampo himself, that maybe it's something to do with numbers, right? 205 00:19:26,720 --> 00:19:32,660 That maybe it's something to do with the idea that, you know, sometimes are grave in the sense that they look like crimes against humanity. 206 00:19:33,050 --> 00:19:39,740 They look like a genocidal effort. But the numbers are really low. And given that we've got a court with limited capacity, limited finance, 207 00:19:40,010 --> 00:19:44,420 limited ability to actually go out and arrest people or get people arrested for it. 208 00:19:45,680 --> 00:19:52,100 We can't take all these cases. We've got to draw a line somewhere. And it might simply be that some cases fall below the threshold. 209 00:19:53,930 --> 00:19:57,380 And I don't know if any of you remember. Excuse me. 210 00:19:57,800 --> 00:20:03,290 My voice is really missing. You don't know how many of you remember a few years ago, 211 00:20:03,650 --> 00:20:07,879 the memo that was issued by the Office of the Prosecutor in declining to pursue investigation 212 00:20:07,880 --> 00:20:12,140 or consideration of investigation into abuses committed in Iraq by British soldiers. 213 00:20:13,910 --> 00:20:17,480 The grounds on which he did this sounded a lot like gravity. He effectively said, Look, 214 00:20:17,780 --> 00:20:25,160 there are clearly a large number of cases of possible crimes that may have been committed in Iraq during periods of American and British occupation. 215 00:20:25,550 --> 00:20:29,780 However, we're only going to have jurisdiction over those crimes committed by British soldiers, 216 00:20:30,020 --> 00:20:33,500 and we think we're ultimately looking at an incredibly small number of possibly a dozen. 217 00:20:33,770 --> 00:20:41,059 Right. And in what he sort of says in this kind of schoolmarm ish way, in this memo, is, you know, 218 00:20:41,060 --> 00:20:46,730 he proceeds to remind the reader that I'm looking at the DRC, I'm looking at situations like that. 219 00:20:46,970 --> 00:20:54,800 Right. Well, you can't really think anything on reading these comparisons except 12 versus how many hundreds of thousands or millions of people dead. 220 00:20:55,010 --> 00:20:59,750 Right. So there's a real hint there that what the prosecutor is thinking about is numbers. 221 00:21:01,640 --> 00:21:05,420 He's definitely stood down from that and said quite openly, no, it can't be about numbers. 222 00:21:05,420 --> 00:21:11,030 It's got to be about something more complex than that. And there have subsequently been policy papers issued by the Office of the 223 00:21:11,030 --> 00:21:16,040 Prosecutor that try and put a little bit more shape on the idea of what kind sorry, 224 00:21:16,040 --> 00:21:19,999 of what gravity is. And now there are four criteria. 225 00:21:20,000 --> 00:21:22,970 And as we'll see, the judges have actually picked up on this since. 226 00:21:23,600 --> 00:21:30,080 The first is scale of crimes, although this doesn't seem to be about numbers per se, it certainly about intensity. 227 00:21:31,820 --> 00:21:35,000 The second is nature of the crimes. Third is manner of their commission. 228 00:21:35,450 --> 00:21:40,060 And the fourth is the impact on victims and families. Now, I think we can probably quibble with all of these. 229 00:21:40,070 --> 00:21:44,690 For example, we might say clearly all of these types of crimes have an impact on their victims. 230 00:21:44,720 --> 00:21:51,050 Right. We might want to ask ourselves what actually intensity solves for us in terms of scale. 231 00:21:52,820 --> 00:21:56,030 There's something interesting about the manner of commission, which is yet to be spelled out. 232 00:21:56,310 --> 00:22:05,930 Right. Is it about organisational structure? Is it about a particular type of viciousness or glee that's taken in the nature of the atrocities? 233 00:22:06,170 --> 00:22:12,139 What is it? Right. And informal discussions with some people around the office of the prosecutor suggests that it might be a mixture of these, 234 00:22:12,140 --> 00:22:16,700 but they haven't actually fleshed that out. And as we'll see, the judges haven't really helped us there yet either. 235 00:22:17,420 --> 00:22:23,120 But it is important for us to think about this in the context of Kenya, because if you're thinking about the scale from Iraq, 236 00:22:23,120 --> 00:22:30,230 the British atrocities through to the DRC, Kenya clearly falls somewhere on the lower end of the scale might if we're talking about 1300 deaths. 237 00:22:30,620 --> 00:22:32,929 And I know it's very crass to talk in these terms, 238 00:22:32,930 --> 00:22:38,780 but there's actually really no other way to talk about it to a degree, which is that people do ask, why Kenya? 239 00:22:39,260 --> 00:22:43,270 Right. Why not somewhere else? This isn't really that severe. 240 00:22:43,280 --> 00:22:48,020 If we think about the range of war crimes and crimes against humanity that we could identify other places in the globe. 241 00:22:48,470 --> 00:22:56,000 And that is by no means to undercut or undermine the nature of the abuses and the appalling nature of the abuses at that. 242 00:22:56,360 --> 00:23:01,010 But rather to say, look, again, we've got an institution that's got to make pragmatic choices. 243 00:23:01,700 --> 00:23:06,889 One of the ways it does that is around gravity. Why is it choosing this case or is it choosing this case? 244 00:23:06,890 --> 00:23:14,540 Because the case was foisted upon it in this very sort of interesting kind of game of chicken mechanism that was set up by the Wacky Commission. 245 00:23:16,940 --> 00:23:23,900 Sorry, it's the Kentucky coming out. So, I mean, one possible answer might be, well, 246 00:23:24,170 --> 00:23:32,180 this refined understanding of of the scale of crimes may actually explain something, because 1300 deaths may not sound like a lot, 247 00:23:32,450 --> 00:23:37,069 but 1300 deaths in 200 to 250000 people being displaced, forced from their homes, 248 00:23:37,070 --> 00:23:42,290 having their homes destroyed in effectively two months is quite intense for a short period of time. 249 00:23:42,370 --> 00:23:47,920 So we might be able to say we can we can recover it there. We might also want to explore the manner of their commission. 250 00:23:50,200 --> 00:23:57,910 Now, at the opening of investigation stage, the pre-trial chamber did actually apply these criteria or said it was, but it never told us how. 251 00:23:58,450 --> 00:24:03,250 Right. So they simply list the criteria that are actually in the Office of the Prosecutor Policy paper, 252 00:24:03,520 --> 00:24:08,770 tell us they're using them and then say gravity is reached. Now, why do we care about this? 253 00:24:08,770 --> 00:24:13,509 Well, we care about this because somewhere down the road we may actually see this arise 254 00:24:13,510 --> 00:24:17,470 again in terms of either in other situations or indeed in the Kenya situation. 255 00:24:18,790 --> 00:24:24,400 And because the judges did actually ask for more information right back in early mid 2010 256 00:24:24,730 --> 00:24:28,390 in ways that made people wonder if in fact the question was actually one of gravity, 257 00:24:28,680 --> 00:24:35,590 it was one of organisation what in fact they wanted to know more about in order to go ahead and approve the opening of an investigation. 258 00:24:36,700 --> 00:24:42,880 And we may care about this because of Judge Cole, but for those of you who are who are familiar with Judge Cole's dissent, 259 00:24:43,120 --> 00:24:51,550 which was entirely about the threshold for crimes against humanity, he pushed for a fairly high standard of organisational plan or policy, 260 00:24:52,510 --> 00:24:59,650 and one that if we understand manner of commission and gravity to mean something about organisation may may find a 261 00:24:59,680 --> 00:25:05,890 seeing these things merged may find us having problems not only with crimes against humanity but also with gravity. 262 00:25:06,580 --> 00:25:12,250 So for those of you who aren't familiar with judge calls percent effectively what he says is taking the language in the statute, 263 00:25:12,250 --> 00:25:19,060 which does rely upon the idea that for crimes against humanity you need to have a state or state like organisational plan or policy. 264 00:25:19,570 --> 00:25:26,950 He leans quite hard on it and basically says empirically the situation in Kenya doesn't give you a state or state like organisational plan or policy. 265 00:25:27,280 --> 00:25:35,860 And I think there's two things about that. One is that he seems to have quite a stringent understanding of what constitutes an organisational plan, 266 00:25:36,370 --> 00:25:40,450 but the other is that he may not really understand the organisation of election related violence in Kenya. 267 00:25:40,810 --> 00:25:45,250 Right, and the ways in which there are actually systems of organisation of violence. 268 00:25:45,250 --> 00:25:49,210 These weren't spontaneous outbursts of frustration, anger and violence. 269 00:25:49,450 --> 00:25:53,469 Some bits were, but certainly significant chunks of the violence were not. 270 00:25:53,470 --> 00:26:01,390 They were pre organised and pre organised along existing party lines, existing ethnic lines and in ways that had happened around prior elections. 271 00:26:01,510 --> 00:26:08,649 Right. So this isn't new. So there are reasons to be a bit curious about what Paul is doing vis a vis crimes against humanity here. 272 00:26:08,650 --> 00:26:13,720 But I think there are also some open questions or questions that may get opened up about gravity. 273 00:26:15,110 --> 00:26:22,480 And because of this question of organisational plan and how it may or may not relate to the idea of manner of commission, again, 274 00:26:22,810 --> 00:26:32,800 once we actually or if we actually see it elaborated more, um, so, so much for the sort of legal criterion how they are not evolving around Kenya. 275 00:26:33,280 --> 00:26:38,700 One of the critical things I think that we see in the Kenya situation, perhaps, if not more well, actually, 276 00:26:38,710 --> 00:26:42,310 I think more than many of the situations that the ICC has engaged with is a real 277 00:26:42,310 --> 00:26:45,670 obsession on the part of the office of the Prosecutor for positive complementarity. 278 00:26:46,000 --> 00:26:54,340 Right. For not just trying to find a way to ensure that you're you're not taking cases that the state is unable or unwilling to take, 279 00:26:55,930 --> 00:26:58,990 but to actively encourage domestic proceedings. Right. 280 00:26:59,260 --> 00:27:04,540 Both with reference to the three pronged strategy and with the sort of prolonged and 281 00:27:04,540 --> 00:27:11,740 indeed sort of diplomatic engagement that Moreno-Ocampo has engaged in with with Kenya. 282 00:27:11,800 --> 00:27:17,260 Right. If you think about the number of visits that he's actually made to Kenya, trying to really sweet talk politicians, 283 00:27:17,260 --> 00:27:20,919 the accused and engage a variety of NGOs saying we're here for you, 284 00:27:20,920 --> 00:27:24,790 we want to support the development of the Kenyan justice system, whatever that means. 285 00:27:25,090 --> 00:27:34,240 You see and you see a prosecutor that's trying very hard to somehow get Kenya to do what he's always said he wanted the ICC to enable, 286 00:27:34,480 --> 00:27:38,620 which is for the ICC to never have any cases because countries would handle it themselves. 287 00:27:39,070 --> 00:27:41,680 Now, whether he ever actually believed that is another question. 288 00:27:41,950 --> 00:27:48,669 But the manner of engagement does suggest that what he was really after was this kind of positive complementarity and reasons, I think, 289 00:27:48,670 --> 00:27:52,749 and I'll explain why some interesting questions about whether positive complementarity 290 00:27:52,750 --> 00:27:57,610 can work when you've got fairly cynical and savvy states seeking to protect their own, 291 00:27:58,630 --> 00:28:06,340 which will not surprisingly often be the case. And I would suggest that instead of what we might be seeing is what for those of you who know him, 292 00:28:06,910 --> 00:28:10,120 Christopher Hall of Amnesty International calls perverse complementarity. 293 00:28:10,480 --> 00:28:17,049 Right. This sort of grasping on to the idea of complementarity by states seeking to evade the prosecution 294 00:28:17,050 --> 00:28:24,910 of their their most powerful politicians by engaging in a bit of a game of chicken with the ICC. 295 00:28:27,240 --> 00:28:36,640 Okay. So again, if we think about the three tracks or sorry, the three prongs of the so-called three pronged strategy, 296 00:28:36,880 --> 00:28:40,150 it's worth quickly running through how it is that they failed in the first. 297 00:28:40,150 --> 00:28:44,490 Of course, that I want to start. With is that of the hybrid tribunal. 298 00:28:45,360 --> 00:28:50,100 It's important to understand that the hybrid tribunal bill has failed not once, but three times. 299 00:28:51,660 --> 00:28:58,560 The first time it was actually voted down through effectively sort of a politics make strange bedfellows situation. 300 00:28:58,860 --> 00:29:03,839 That is to say, there were a range of human rights and accountability advocates who didn't want to vote for it because 301 00:29:03,840 --> 00:29:07,860 it was actually quite a weak hybrid tribunal bill and it would have allowed for presidential pardon. 302 00:29:08,370 --> 00:29:11,220 So they voted against it because they thought it had too many loopholes. 303 00:29:12,150 --> 00:29:15,600 Those who feared accountability voted against it because they thought it was too strong. All right. 304 00:29:15,600 --> 00:29:22,290 So that bill dies, a second bill gets circulated and it's much improved within the Kenyan cabinet, 305 00:29:22,530 --> 00:29:26,160 but they fail to introduce it to parliament and instead, 306 00:29:26,730 --> 00:29:31,379 in conjunction with failing to introduce it to parliament, actually come up with this preposterous suggestion that, 307 00:29:31,380 --> 00:29:35,580 hey, we can reform the domestic judiciary and police, so let us have the cases. 308 00:29:35,930 --> 00:29:40,020 Right. So you see this again, really sort of game playing not only with the hybrid tribunal, 309 00:29:40,020 --> 00:29:44,370 but with the idea of complementarity and trying to keep the court out by making these promises. 310 00:29:46,620 --> 00:29:54,900 The third bill then was introduced or would be introduced if it weren't actually perennially boycotted by backbencher MP Getachew Minara, 311 00:29:55,290 --> 00:29:57,779 who has tried on several occasions to have the bill read. 312 00:29:57,780 --> 00:30:03,360 But because in fact an insufficient number of nmps actually turn up, they actually boycott the reading. 313 00:30:03,720 --> 00:30:06,360 It's not quite so it never gets written. It can't be voted on. 314 00:30:07,470 --> 00:30:12,120 This is actually probably the strongest bill, but a minority himself doesn't actually believe it will ever be passed. 315 00:30:14,820 --> 00:30:22,020 So what we have is, again, this kind of push pull by the Kenyan government promising and then stepping back. 316 00:30:22,020 --> 00:30:25,620 And the same thing happens with regard to the JRC. 317 00:30:26,030 --> 00:30:29,730 Right. The Truth Justice and Reconciliation Commission, which for those of you who are familiar with it, 318 00:30:30,090 --> 00:30:37,110 you would know that it was really hobbled from the outset, but it was given a more than 50 hour, nearly 50 year mandate. 319 00:30:37,350 --> 00:30:40,920 Right. To actually investigate violations going back to independence. 320 00:30:41,280 --> 00:30:49,620 It was given at the time, two years to run started about six months late to begin with, has been hobbled financially. 321 00:30:49,860 --> 00:30:57,089 And of course, the person who was originally made chair of the of the of the commission was Bethel Kiplagat, who, of course, 322 00:30:57,090 --> 00:31:03,450 was a minister under President Daniel Arap moi and is implicated in a number of massacres that the commission would have had to investigate. 323 00:31:05,280 --> 00:31:12,810 So you have a protracted standoff in which he actually refuses to resign as commissioners from commissions, from commissions of inquiry, 324 00:31:12,990 --> 00:31:19,920 from South Africa, from Sierra Leone, from across Africa, call on him to resign, as in fact, fellow commissioners call on him to resign. 325 00:31:20,310 --> 00:31:25,740 The international commissioner, Ron Slide, keeps resigning and then resigning in an attempt to sort of get him to move. 326 00:31:25,980 --> 00:31:28,530 They always refer to him as the sly one in Kenya. It's very cute. 327 00:31:30,000 --> 00:31:34,110 But anyway, so you have this sort of, again, this game playing at the same time that the government is saying, 328 00:31:34,110 --> 00:31:41,580 hey, this is our judicial mechanism if you want it. So after a time, you do actually finally have Kiplagat resigning. 329 00:31:42,630 --> 00:31:49,200 But again, what you have is a deeply hobbled and deeply suspect institution with a huge mandate, 330 00:31:49,290 --> 00:31:54,090 very little time, very little money, and very little expectation that it will speak to not only the wide, 331 00:31:54,210 --> 00:31:59,820 wide swath of impunity, abuses and lack of accountability that have been seen in Kenya across the decades, 332 00:32:00,120 --> 00:32:03,930 but certainly not to the most recent round of post-election violence. 333 00:32:06,090 --> 00:32:09,670 So what does that leave? Well, it leaves one prong standing, right? It leaves the ICC. 334 00:32:11,640 --> 00:32:15,270 And I want to sort of close now where I started, which is, well, 335 00:32:15,270 --> 00:32:22,050 so what do we think the ICC can do if we think about some of the sort of maximalist claims that have been made for the court, 336 00:32:22,260 --> 00:32:26,669 not least by its own prosecutor, vis a vis Colombia, for example, 337 00:32:26,670 --> 00:32:32,940 by the claim that it was ICC scrutiny that sort of pushed the the the constitutional 338 00:32:32,940 --> 00:32:37,589 review of the Justice and Peace law with earlier arguments that in fact, 339 00:32:37,590 --> 00:32:45,719 it was ICC scrutiny that kept Cote d'Ivoire from exploding, which unfortunately we've seen obviously did not end with arguments that, 340 00:32:45,720 --> 00:32:49,350 of course, ICC involvement could actually end the war in northern Uganda. 341 00:32:49,350 --> 00:32:52,440 I think we're all familiar with some of the maximalist claims that have been made. 342 00:32:52,980 --> 00:32:59,670 I think there's reason for real caution, right? Because here we're actually talking about a state that not only was a state party, 343 00:33:00,150 --> 00:33:05,160 but in fact insisted throughout has insisted throughout this engagement that it will cooperate, 344 00:33:05,160 --> 00:33:11,549 that it will obey its obligations under the statute of state cooperation with the ICC, 345 00:33:11,550 --> 00:33:14,790 notwithstanding the fact that, of course, it did not wish to refer. 346 00:33:16,020 --> 00:33:21,060 But what we've seen at the same time as incredible recalcitrance, right? We've seen all of the game playing that I preferred to. 347 00:33:21,330 --> 00:33:28,620 We've seen that Kenya has on at least two occasions in recent memory played host to the president of Sudan, 348 00:33:28,920 --> 00:33:37,620 not least when they actually had the promulgation of the Constitution last year, even though there's an active arrest warrant against against Bashir. 349 00:33:37,890 --> 00:33:42,120 And it would be the obligation of Kenya as a state party, in fact, to arrest him, rather. 350 00:33:42,480 --> 00:33:45,900 Then to invite him, welcomed him and promised him not to be arrested. 351 00:33:47,880 --> 00:33:52,440 And we've seen Kenya actively trying to undermine its own obligations first with 352 00:33:53,250 --> 00:33:57,810 first with the parliament actually voting for withdrawal from the ICC statute. 353 00:33:58,020 --> 00:33:59,909 I think probably misunderstanding that legally, 354 00:33:59,910 --> 00:34:06,120 that would actually have no bearing on cases that were already going forward because any withdrawal would take a year to enter into effect. 355 00:34:06,930 --> 00:34:09,900 And then going on a diplomatic offensive at the Security Council, 356 00:34:10,080 --> 00:34:17,280 trying to get votes for a 12 month deferral of of of the ICC engagement and the situation in Kenya. 357 00:34:19,350 --> 00:34:23,489 So I think this really puts a bit of a damper, I guess I would say, 358 00:34:23,490 --> 00:34:31,590 on the kinds of enthusiasm that we've seen out there about the ways in which the ICC may not only be able to prosecute a few high level individuals, 359 00:34:31,590 --> 00:34:35,160 and we've seen it's had great difficulty, in fact, obtaining custody over many of them, 360 00:34:36,840 --> 00:34:41,100 but also they might be able to have this longer term, this positive complementarity, 361 00:34:41,100 --> 00:34:46,259 knock on effect push, helping to push for accountability in a domestic justice system, 362 00:34:46,260 --> 00:34:50,579 possibly helping to promote domestic rule of law, to really, in fact, 363 00:34:50,580 --> 00:34:56,639 create what I guess the advocates like to talk about as the Rome system of international criminal justice. 364 00:34:56,640 --> 00:35:02,370 Right. So not just a statute, not just a court, but entire global system whereby states would start filling in the gaps. 365 00:35:02,370 --> 00:35:06,690 And I think what we've seen in the situation in Kenya is rather, rather the reverse, 366 00:35:06,990 --> 00:35:13,530 but the reverse in a rather interesting way and distinct than what we've seen with Bashir, where you sort of where you have open defiance. 367 00:35:13,530 --> 00:35:19,019 What you actually see is that states can actually be for long periods of time quite evasive, 368 00:35:19,020 --> 00:35:25,320 quite manipulative, and still continue to insist that they're abiding by their obligations under the statute. 369 00:35:25,890 --> 00:35:28,620 So I think I'll stop there and thanks for your attention.